Compliance-Native
Architecture
If you cannot produce an immutable audit trail of every agent decision, you are non-compliant. We engineer compliance into the middleware — not as a checkbox, but as a structural constraint every agent must satisfy before acting.
Core Pattern
The Compliance Proxy Pattern
Every agent action — without exception — passes through a mandatory middleware layer before execution. This layer is the policy enforcement point for your entire AI estate.
Immutable Audit Trails
We deploy ClickHouse with OpenTelemetry instrumentation and SHA-256 hash chains to create a tamper-evident linked list of every LLM inference, tool call, and decision output. Fully compliant with SEC Rule 17a-4 WORM storage requirements.
{
"event_id": "evt_7k2m9x",
"timestamp": "2026-05-09T14:51:00Z",
"agent": "loan_decision_v3",
"action": "credit_assessment",
"input_hash": "sha256:a7f3...",
"output_hash": "sha256:b2c1...",
"prev_hash": "sha256:9de4...",
"policy_check": "PASSED",
"approver": "OPA_v2.1"
}Automated Explainability
We engineer structured Chain-of-Thought outputs and SHAP feature attributions that map directly to ECOA/FCRA enumerated reason codes. Every adverse action notice is automatically populated with regulator-approved explanations.
OPA Policy Enforcement
Open Policy Agent rules encode your compliance requirements as machine-readable, version-controlled code. When regulations change, you update the policy file — not the model, not the agent, not the infrastructure. Policy changes deploy in seconds with full rollback capability.
deny[reason] {
action := input.agent.requested_action
action == "send_adverse_notice"
not input.context.ecoa_codes_present
reason := "ECOA reason codes required"
}Human-in-the-Loop Gates
High-risk decisions are automatically escalated to human reviewers with configurable confidence thresholds, dollar-amount triggers, and regulatory category flags. No agent can autonomously cross a defined risk boundary without human approval and a documented override reason.
Regulatory Coverage Matrix
| FRAMEWORK | JURISDICTION | COVERAGE | STATUS |
|---|---|---|---|
| SR 11-7 / OCC MRM | US (Federal Reserve / OCC) | Model cards, validation, audit trails | COVERED |
| EU AI Act | European Union | Risk classification, transparency, HITL | COVERED |
| SEC Rule 17a-4 | US (Securities) | WORM storage, immutable records | COVERED |
| ECOA / FCRA | US (Consumer Finance) | Adverse action reason codes | COVERED |
| HIPAA | US (Healthcare) | PHI handling, minimum necessary rule | COVERED |
Are Your Agents Examination-Ready?
Most aren't. Our Regulatory MRM Gap Assessment simulates an actual OCC or EU AI Act examination — and produces the remediation roadmap to survive it.
Book Your Compliance Assessment →